Director, Marketing Compliance

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  "Title": "Director, Marketing Compliance",
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          "Code": "MA",
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  "BriefDescription": "We are seeking an experienced professional to lead our Marketing Compliance team, supporting both our registered investment adviser (RIA) and broker-dealer platforms. You will actively perform and oversee the review and approval of advertising and marketing for retail, institutional, and intermediary distribution channels.\n\nThis role demands both strategic thinking and hands-on execution. During peak periods—particularly around quarter-end reporting cycles—your ability to prioritize, exercise sound judgment, and model commitment will be critical.\n\nWe are looking for a leader who embraces change, builds scalable processes, and strengthens the team to support sustainable growth.",
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