Securities Law Clerk (Capital Markets)

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    "Id": "341",
    "Title": "Securities Law Clerk (Capital Markets)",
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    "JobSchedule": "Full time",
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        "PostalCode": "M5H 0B4",
        "TownOrCity": "Toronto",
        "AddressLine1": "Bay Adelaide Centre - North Tower",
        "AddressLine2": "40 Temperance Street",
        "AddressLine3": "Suite #2700",
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    "ExternalDescriptionStr": "<p><span style=\"font-family: Arial, sans-serif;\">Cozen O'Connor LLP is seeking an experienced full-time Securities Law Clerk to join our Corporate and Securities Practice Group in our Toronto office. This is an exciting opportunity to join a growing capital markets practice and support lawyers and clients on a broad range of public company, securities and corporate transactional matters.</span></p><p><span style=\"font-family: Arial, sans-serif;\">The successful candidate will have meaningful experience supporting Canadian public issuers, securities financings, continuous disclosure obligations and regulatory filings. This role involves significant interaction with SEDAR+, SEDI, stock exchanges and regulatory authorities, while also supporting related corporate governance and transactional matters.</span></p><p><span style=\"font-family: Arial, sans-serif;\">This position requires a highly organized, detail-oriented professional who can manage multiple priorities in a fast-paced environment and work both independently and collaboratively with lawyers, clients and other stakeholders.</span></p><p><span style=\"font-family: Arial, sans-serif;\">This is a hybrid role with three (3) days per week required onsite. Onsite requirements may evolve over time, and occasional work outside standard business hours may be required. The first 30 days will be onsite full-time to ensure a smooth onboarding experience with hands-on training and collaboration.</span></p>",
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    "ExternalQualificationsStr": "<ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Law Clerk diploma or equivalent from a recognized post-secondary institution; ILCO certification or eligibility for certification is considered an asset;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Demonstrated experience supporting securities and capital markets transactions and public company compliance matters, including regulatory filings, continuous disclosure obligations and transactional closings, gained within a capital markets, securities or corporate law practice at a law firm (including boutique firms), in-house legal department or other professional services environment;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Hands-on experience preparing, submitting and managing filings through TMX LINX, SEDAR+, SEDI and Canadian stock exchanges (e.g. TSX, TSXV, CSE);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Strong working knowledge of Canadian securities regulatory requirements, including public and private financings, continuous disclosure obligations, insider reporting, exempt distribution reporting and stock exchange compliance matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Experience supporting prospectus offerings, private placements, public company disclosure obligations, transactional closings and post-closing securities filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Strong working knowledge of corporate law procedures under the CBCA and OBCA, including incorporations, corporate maintenance, governance matters, share transactions and related corporate filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Experience preparing and maintaining minute books, corporate records, governance documentation and closing documentation for corporate and securities transactions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Proficiency with Microsoft Office (Word, Excel and Outlook), SEDAR+, SEDI, corporate filing platforms (including OnCorp, Cyberbahn and/or CorpLink), document management systems and legal technology tools;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Exceptional organizational and project management skills, with the ability to manage multiple transactions, competing deadlines and time-sensitive regulatory filings in a fast-paced environment;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Excellent attention to detail and strong analytical, problem-solving and communication skills;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Ability to work independently while exercising sound judgment and collaborating effectively with lawyers, clients, transfer agents, stock exchanges, regulators and other stakeholders;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Demonstrated commitment to client service, professionalism, team work, and continuous learning.</span></p></li></ul><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\"><strong>Preferred Experience</strong></span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">The ideal candidate will have direct experience with several of the following:</span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Prospectus offerings, bought deal financings, private placements and related transactional closings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Preparation and coordination of closing documentation, execution processes, closing books and post-closing securities filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Continuous disclosure filings and public company reporting obligations;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">TSX, TSXV and/or CSE listings, financings and compliance matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">SEDI insider reporting and exempt distribution reports;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Public company corporate governance and annual meeting matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Securities due diligence, public issuer record reviews and regulatory compliance matters.</span></p><p style=\"text-align: justify;\">&nbsp;</p></li></ul><p style=\"text-align: justify;\">&nbsp;</p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">The expected annual base salary range for this position is $90,000 - $140,000 and is eligible for an annual, discretionary bonus. The offered salary will be determined based on factors such as job knowledge, skillset, experience, and internal and market equity.</span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">If you’re excited about this opportunity and believe you can contribute meaningfully—even if your experience doesn’t align exactly with every requirement—we encourage you to apply. We value diverse perspectives and skills, and we’re committed to finding the right person for the role.</span></p><p style=\"text-align: justify;\"><br><span style=\"font-family: Arial, sans-serif;\"><strong>What we Offer</strong></span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Competitive salaries and annual discretionary bonuses for all roles and levels;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Comprehensive employer-paid benefits, including extended health care, dental, vision, and life insurance (effective on your first day);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Short-term and long-term disability insurance benefits;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Parental leave benefits with 100% top-up for a portion of the leave;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Group RRSP matching program&nbsp;(with the opportunity for prior legal service to be recognized);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">A commitment to health and wellness through employer-paid resources and a fitness reimbursement program;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Paid vacation, sick and personal time;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Monetary incentives for employee referrals;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Continuing professional development opportunities and reimbursements;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Hybrid work environment and work-life flexibility;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">A culture of recognition, collaboration and intentional connection.</span></p></li></ul><p style=\"text-align: justify;\">&nbsp;</p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">We thank all candidates for their interest in joining Cozen O’Connor. Those selected for further consideration will be contacted directly for the next steps.</span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">Cozen O’Connor is committed to providing accommodations during the hiring process. If you require accommodations, please email&nbsp;</span><a href=\"mailto:[email protected]\"><span style=\"font-family: Arial, sans-serif;\">[email protected]</span></a><span style=\"font-family: Arial, sans-serif;\"> or call 647-925-5923, and provide your contact information and indicate the role that you’re applying for. A member of our team will be in touch with you directly. We ask that you please only use this email address and contact number to request an accommodation.</span></p>",
    "InternalQualificationsStr": "<ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Law Clerk diploma or equivalent from a recognized post-secondary institution; ILCO certification or eligibility for certification is considered an asset;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Demonstrated experience supporting securities and capital markets transactions and public company compliance matters, including regulatory filings, continuous disclosure obligations and transactional closings, gained within a capital markets, securities or corporate law practice at a law firm (including boutique firms), in-house legal department or other professional services environment;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Hands-on experience preparing, submitting and managing filings through TMX LINX, SEDAR+, SEDI and Canadian stock exchanges (e.g. TSX, TSXV, CSE);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Strong working knowledge of Canadian securities regulatory requirements, including public and private financings, continuous disclosure obligations, insider reporting, exempt distribution reporting and stock exchange compliance matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Experience supporting prospectus offerings, private placements, public company disclosure obligations, transactional closings and post-closing securities filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Strong working knowledge of corporate law procedures under the CBCA and OBCA, including incorporations, corporate maintenance, governance matters, share transactions and related corporate filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Experience preparing and maintaining minute books, corporate records, governance documentation and closing documentation for corporate and securities transactions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Proficiency with Microsoft Office (Word, Excel and Outlook), SEDAR+, SEDI, corporate filing platforms (including OnCorp, Cyberbahn and/or CorpLink), document management systems and legal technology tools;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Exceptional organizational and project management skills, with the ability to manage multiple transactions, competing deadlines and time-sensitive regulatory filings in a fast-paced environment;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Excellent attention to detail and strong analytical, problem-solving and communication skills;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Ability to work independently while exercising sound judgment and collaborating effectively with lawyers, clients, transfer agents, stock exchanges, regulators and other stakeholders;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Demonstrated commitment to client service, professionalism, team work, and continuous learning.</span></p></li></ul><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\"><strong>Preferred Experience</strong></span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">The ideal candidate will have direct experience with several of the following:</span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Prospectus offerings, bought deal financings, private placements and related transactional closings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Preparation and coordination of closing documentation, execution processes, closing books and post-closing securities filings;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Continuous disclosure filings and public company reporting obligations;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">TSX, TSXV and/or CSE listings, financings and compliance matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">SEDI insider reporting and exempt distribution reports;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Public company corporate governance and annual meeting matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Securities due diligence, public issuer record reviews and regulatory compliance matters.</span></p><p style=\"text-align: justify;\">&nbsp;</p></li></ul><p style=\"text-align: justify;\">&nbsp;</p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">The expected annual base salary range for this position is $90,000 - $140,000 and is eligible for an annual, discretionary bonus. The offered salary will be determined based on factors such as job knowledge, skillset, experience, and internal and market equity.</span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">If you’re excited about this opportunity and believe you can contribute meaningfully—even if your experience doesn’t align exactly with every requirement—we encourage you to apply. We value diverse perspectives and skills, and we’re committed to finding the right person for the role.</span></p><p style=\"text-align: justify;\"><br><span style=\"font-family: Arial, sans-serif;\"><strong>What we Offer</strong></span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Competitive salaries and annual discretionary bonuses for all roles and levels;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Comprehensive employer-paid benefits, including extended health care, dental, vision, and life insurance (effective on your first day);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Short-term and long-term disability insurance benefits;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Parental leave benefits with 100% top-up for a portion of the leave;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Group RRSP matching program&nbsp;(with the opportunity for prior legal service to be recognized);</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">A commitment to health and wellness through employer-paid resources and a fitness reimbursement program;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Paid vacation, sick and personal time;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Monetary incentives for employee referrals;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Continuing professional development opportunities and reimbursements;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Hybrid work environment and work-life flexibility;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">A culture of recognition, collaboration and intentional connection.</span></p></li></ul><p style=\"text-align: justify;\">&nbsp;</p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">We thank all candidates for their interest in joining Cozen O’Connor. Those selected for further consideration will be contacted directly for the next steps.</span></p><p style=\"text-align: justify;\"><span style=\"font-family: Arial, sans-serif;\">Cozen O’Connor is committed to providing accommodations during the hiring process. If you require accommodations, please email&nbsp;</span><a href=\"mailto:[email protected]\"><span style=\"font-family: Arial, sans-serif;\">[email protected]</span></a><span style=\"font-family: Arial, sans-serif;\"> or call 647-925-5923, and provide your contact information and indicate the role that you’re applying for. A member of our team will be in touch with you directly. We ask that you please only use this email address and contact number to request an accommodation.</span></p>",
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    "ExternalResponsibilitiesStr": "<p style=\"background-color: white; vertical-align: baseline;\"><span style=\"color: rgb(35, 35, 35); font-family: Arial, sans-serif;\"><span style=\"border: 1pt windowtext; padding: 0in;\"><strong>Securities &amp; Capital Markets Responsibilities&nbsp;</strong></span></span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare and organize documentation for prospectus offerings, private placements, bought deal financings and other capital markets transactions, including assembling schedules, exhibits and closing documentation;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare, submit and manage filings through SEDAR+, SEDI and applicable Canadian stock exchanges, including the TSX, TSXV and CSE;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare and file continuous disclosure documents, including news releases, material change reports, annual and interim financial statements, management's discussion and analysis, annual information forms, management information circulars and related disclosure documents;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare and coordinate post-closing securities filings, including exempt distribution reports, insider reporting filings and stock exchange submissions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Assist with public company compliance matters, including stock exchange requirements, insider reporting obligations and continuous disclosure obligations;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Conduct public issuer due diligence searches and reviews through SEDAR+, SEDI, stock exchange databases and other public sources;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Assist with securities registrations and regulatory compliance matters, including National Registration Database (NRD) filings where required;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare closing documentation, coordinate execution and assist with transaction management for securities financings and other capital markets transactions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Liaise with clients, regulators, transfer agents, stock exchanges and internal stakeholders regarding securities filings and compliance matters.</span></p></li></ul><p style=\"text-align: justify;\">&nbsp;</p><p style=\"background-color: white; vertical-align: baseline;\"><span style=\"color: rgb(35, 35, 35); font-family: Arial, sans-serif;\"><span style=\"border: 1pt windowtext; padding: 0in;\"><strong>Corporate Responsibilities</strong></span></span></p><ul style=\"list-style-type: disc; padding-left: 24px;\"><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare and file incorporations, organizations, amendments, amalgamations, continuances, revivals, dissolutions, extra-provincial registrations and related corporate filings, including coordination of multi-jurisdictional filing requirements where applicable;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Maintain and update minute books, corporate records, registers and the firm’s Corporate Records database systems, and monitor ongoing corporate compliance requirements and filing deadlines;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare and coordinate documentation relating to share issuances, transfers, redemptions, cancellations, option plans and other corporate transactions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Draft routine board and shareholder resolutions, written consents, officer certificates and other corporate governance documentation;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Assist with annual and special meeting materials and related corporate governance matters;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Conduct corporate searches and assist with corporate due diligence for financings, acquisitions, divestitures and other transactions;</span></p></li><li><p><span style=\"font-family: Arial, sans-serif;\">Prepare closing deliverables, coordinate execution processes, assemble closing books and support post-closing corporate filings corporate, securities and financing transactions.</span></p></li></ul>",
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