Registered Client Service Associate (Series 7 Required)

Registered Client Service Associate (Series 7 Required) At Hennion & Walsh, a Licensed Client Service Associate (Series 7 Required) is an integral part of our mission to provide the highest degree of advice and services to our valued clients each and every day. The Licensed Client Service Associate (Series 7 Required) position at Hennion & Walsh is ideal for someone who already has their Series 7 and Series 63 licenses and is looking to advance their career within the financial services industry, but is not necessarily interested in pursuing a career dedicated only to sales. Hennion & Walsh provides ongoing training and support to all of our Registered Service Advisors. We have a proven success model that enables you to build a long-term career. If you are a highly motivated individual and looking to join a vibrant, growing company, Hennion & Walsh, Inc. may be the right choice for you. We are looking for performance-driven personalities and entrepreneurs in spirit who are looking to build a career helping the individual investor achieve their financial goals and dreams. Overview Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies. We are searching for highly talented and motivated individuals of all educational backgrounds to join our dynamic workforce as Registered Client Service Associates. Our ideal candidates will have the Series 7 and Series 63 licenses, 1-2 years of relevant experience, thrive in a fast-paced environment, are goal-oriented, possess a great attitude, and communicate extremely well. We have immediate openings! Responsibilities: Provides sales/administrative/operational client service support to assist a team of financial advisors. May solicit and provide financial advice in unison with the team. Develop and maintain client relationships Proactively support the financial advisors in the selling process Provide administrative support to the financial advisors Qualifications Bachelor’s degree or equivalent combination of education/experience Series 7 and Series 63 licenses Strong client service skills and attention to detail Highly professional work ethic Ability to handle multiple responsibilities and take initiative Excellent organizational and time management skills Highly professional verbal, written, and interpersonal communication skills Knowledge and understanding of brokerage systems Microsoft Office (Word, Excel, and Outlook) proficiency Benefits: Competitive compensation Open and supportive team-based environment Full medical and dental benefits 401(k) plan with company match The base salary range for this position is $50,000-$70,000 per year. Please note this role requires in-person attendance. Placement in the range will vary based on job responsibilities and scope, the candidate’s relevant experience, and other factors. Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the position may also include other variable compensation and benefits, including health benefits, 401(k) plan, and paid time off.

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