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    "ExternalDescriptionStr": "<p style=\"background-color: white;\"><span style=\"color: black; font-family: Aptos, sans-serif;\"><strong><u>Director, Compliance Consulting</u></strong></span><br><span style=\"color: black; font-family: Aptos, sans-serif;\">At Kroll, you will deliver expert advice and guidance to a wide variety of financial firms in managing their SEC Investment Advisers Act of 1940 and the Investment Company Act of 1940 compliance requirements. You will work alongside accomplished senior staff, enhancing your own regulatory expertise while mentoring junior team members and delivering excellent service. You will be part of an award-winning team supporting a global network of clients and colleagues.</span></p><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\">&nbsp;</p><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Our Compliance Consulting team provides expert compliance support for a variety of firms including hedge funds, private fund managers (e.g., equity, real estate, credit), business development companies (BDCs), registered funds under the Investment Company Act of 1940, wealth managers, corporate finance firms, NFA/CFTC-registered firms such as commodity pool operators (CPOs) and commodity trading advisors (CTAs), FINRA broker-dealers and banks.</span></span></p><hr><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\"><strong>Responsibilities&nbsp;</strong></span></span></p><ul><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Oversee and direct compliance programs for a variety of SEC-registered investment advisers (RIAs) and registered funds (including BDCs and ’40 Act funds) and/or NFA/CFTC-registered clients.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Provide technical expertise on complex regulatory issues, including matters under the Investment Advisers Act of 1940 and the Investment Company Act of 1940.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Develop and implement tailored compliance programs, including written policies, procedures and testing including annual Rule 206(4)-7 and Rule 38a-1 reviews.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Direct and oversee the preparation of regulatory filings (Form ADV, PF, and fund-related filings as applicable).</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Monitor relevant regulatory changes and advise clients on developing new internal controls.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Serve as an Outsourced CCO for RIA and/or fund clients, overseeing the compliance program.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Lead clients through all phases of regulatory examinations.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Mentor and develop junior staff.</span></span></p></li></ul><hr><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\"><strong>Requirements&nbsp;</strong></span></span></p><ul><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Minimum of 10 years of experience.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Bachelor’s degree required; MBA or JD preferred.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Strong knowledge of SEC Advisers Act rules and regulations, including the Investment Company Act of 1940, required.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Demonstrated expertise in regulatory matters and strong technical compliance skills, including past regulatory examination experience.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Proven ability to lead project teams and oversee daily client engagements while resolving complex issues.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Experience with BDCs and/or registered funds (’40 Act) strongly preferred.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Familiarity with bank regulatory compliance frameworks (e.g., prudential regulation, AML/BSA), FINRA and NFA/CFTC compliance is helpful.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Familiarity with digital asset regulations and emerging rules a plus.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Excellent written and verbal communication skills.</span></span></p></li><li class=\"ortl-align-justify\"><p style=\"line-height: normal; margin-bottom: 0in; text-align: justify;\"><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt;\">Business development skills a plus.</span></span></p></li></ul><p style=\"background-color: white;\"><span style=\"color: black; font-family: Aptos, sans-serif;\"><strong>Why Join Kroll?</strong></span><br><span style=\"color: black; font-family: Aptos, sans-serif;\">Join the global leader in risk and financial advisory solutions where your expertise shapes outcomes for the world's leading financial institutions.&nbsp;<span> </span>With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. At Kroll, you'll work alongside top-tier professionals, tackle complex regulatory challenges, and build a career with real impact. One Team, One Kroll.</span></p><p style=\"background-color: white;\"><span style=\"color: black; font-family: Aptos, sans-serif;\">Kroll is committed to creating an inclusive work environment. We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age, or disability.</span></p><p><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt; line-height: 107%;\"><strong>Apply Today</strong></span></span><br><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt; line-height: 107%;\">Interested candidates must formally apply via: careers.kroll.com</span></span></p><p><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt; line-height: 107%;\">Kroll is an equal-opportunity employer. We welcome applicants of all backgrounds, identities, and abilities.</span></span></p><p><span style=\"font-family: Aptos, sans-serif;\"><span style=\"font-size: 12pt; line-height: 107%;\">#LI-RA1</span></span></p><figure class=\"table\"><table class=\"ck-table-resized\" border=\"0\" cellpadding=\"0\" cellspacing=\"0\" width=\"64\" style=\"border-collapse: collapse; width: 48pt;\"><colgroup><col width=\"64\" style=\"width: 100%;\"></colgroup><tbody><tr height=\"19\" style=\"height: 14.5pt;\"><td class=\"xl63\" height=\"19\" width=\"64\" style=\"height: 14.5pt; width: 48pt;\">&nbsp;</td></tr></tbody></table></figure>",
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